-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HdxW/KECKy0LZKlyEUe+gAPAhfrRlL6zT8ZEwkCuoMWcDeiYILZZi1yYPpWga1BZ wJVEEiMUQRsd+t0DD5GESQ== 0001144204-10-008486.txt : 20100217 0001144204-10-008486.hdr.sgml : 20100217 20100216193355 ACCESSION NUMBER: 0001144204-10-008486 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100217 DATE AS OF CHANGE: 20100216 GROUP MEMBERS: BAOLI INVESTMENT GROUP LTD. GROUP MEMBERS: CHINA POLY GROUP LTD. GROUP MEMBERS: HUNCHUN BAOLI COMMUNICATIONS CO., LTD. FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Zhang Xiaoxiong CENTRAL INDEX KEY: 0001441469 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 3/F, BLOCK B, 11 LANGSHAN RD STREET 2: HI-TECH INDUSTRIAL PK, NANSHAN DISTRICT CITY: SHENZHEN STATE: F4 ZIP: 518057 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SUPERCONDUCTOR TECHNOLOGIES INC CENTRAL INDEX KEY: 0000895665 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770158076 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-42893 FILM NUMBER: 10610743 BUSINESS ADDRESS: STREET 1: 460 WARD DRIVE CITY: SANTA BARBARA STATE: CA ZIP: 93111-2310 BUSINESS PHONE: 8056904500 MAIL ADDRESS: STREET 1: 460 WARD DRIVE CITY: SANTA BARBARA STATE: CA ZIP: 93111-2310 SC 13G/A 1 v174333_sc13ga.htm Unassociated Document
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 


SCHEDULE 13G/A
Under the Securities Exchange Act of 1934

 
SUPERCONDUCTOR TECHNOLOGIES INC.
(Name of Issuer)

 
Common Stock, $0.001 par value per share
(Title of Class of Securities)

 
867931305
(CUSIP Number)

 
December 31, 2009
(Date of Event Which Requires Filing of This Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
x Rule 13d-1(c)
o Rule 13d-1(d)

 
 

 
 
 
CUSIP No.: 867931305
1
NAME OF REPORTING PERSONS
 
China Poly Group Ltd.
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) x
(b) o
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
The People’s Republic of China
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH REPORTING
PERSON
WITH:
5
SOLE VOTING POWER
 
-0-
6
SHARED VOTING POWER
 
1,924,296 shares of Common Stock
7
SOLE DISPOSITIVE POWER
 
-0-
8
SHARED DISPOSITIVE POWER
 
2,277,361 shares of Common Stock
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
2,277,361 shares of Common Stock
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
10.1% of Common Stock
12
TYPE OF REPORTING PERSON
 
OO - limited liability company
 
 
2

 
 
 
CUSIP No.: 867931305
1
NAME OF REPORTING PERSONS
 
Hunchun Baoli Communications Co., Ltd.
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) x
(b) o
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
The People’s Republic of China
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH REPORTING
PERSON
WITH:
5
SOLE VOTING POWER
 
-0-
6
SHARED VOTING POWER
 
1,924,296 shares of Common Stock
7
SOLE DISPOSITIVE POWER
 
-0-
8
SHARED DISPOSITIVE POWER
 
1,924,296 shares of Common Stock
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
1,924,296 shares of Common Stock
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
8.5% of Common Stock
12
TYPE OF REPORTING PERSON
 
OO - limited liability company
 
 
3

 
 
 
CUSIP No.: 867931305
1
NAME OF REPORTING PERSONS
 
Baoli Investment Group Ltd.
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) x
(b) o
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
The People’s Republic of China
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH REPORTING
PERSON
WITH:
5
SOLE VOTING POWER
 
-0-
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
-0-
8
SHARED DISPOSITIVE POWER
 
600,000 shares of Common Stock
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
600,000 shares of Common Stock
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
2.7% of Common Stock
12
TYPE OF REPORTING PERSON
 
OO - limited liability company
 
 
4

 
 
 
CUSIP No.: 867931305
1
NAME OF REPORTING PERSONS
 
Mr. Xiaoxiong Zhang
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) x
(b) o
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
The People’s Republic of China
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH REPORTING
PERSON
WITH:
5
SOLE VOTING POWER
 
-0-
6
SHARED VOTING POWER
 
1,924,296 shares of Common Stock
7
SOLE DISPOSITIVE POWER
 
-0-
8
SHARED DISPOSITIVE POWER
 
2,877,361 shares of Common Stock
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
2,877,361 shares of Common Stock
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
12.8% of Common Stock
12
TYPE OF REPORTING PERSON
 
IN
 
 
5

 
 
Item 1.

(a)
The name of the issuer is Superconductor Technologies Inc., a Delaware corporation.
 
(b)
The address of the issuer’s principal executive offices is 460 Ward Drive, Santa Barbara, California 93111.
 
Item 2.

(a)-(c)
This report is being filed by:
 
(i)           China Poly Group Ltd. (“China Poly Group”), a limited liability company organized under the laws of the People’s Republic of China (the “PRC”); 3/F, Block B, Tongfang Information Harbor, 11 Langshan, Nanshan District, Shenzhen, China 518057;
 
(ii)           Hunchun Baoli Communications Co., Ltd., a PRC limited liability company (“Hunchun Baoli”); 1/F, Block D, Longhai Building, Hunchun, Jilin, China 133300;
 
(iii)           Baoli Investment Group Ltd., a PRC limited liability company (“Baoli Investment”); Suite 1401, 14/F, Word Commerce Centre, Harbour City, 7-11 Canton Road, Tsimshatusi, Kowloon, Hong Kong; and
 
(iv)           Xiaoxiong Zhang (“Mr. Zhang”); 3/F, Block B, Tongfang Information Harbor, 11 Langshan, Nanshan District, Shenzhen, China 518057.  Mr. Zhang is a citizen of the PRC.
 
The foregoing persons are hereinafter collectively referred to as the “Reporting Persons.”
 
(d)-(e)
This report covers the issuer’s Common Stock, par value $0.001 per share.  The CUSIP number of the Common Stock is 867931305.

Item 3.
 
Not applicable.
 
Item 4. 
Ownership.

The information required by Item 4(a) - (c) is set forth in Rows 5 - 11 of the cover page for each Reporting Person hereto and is incorporated herein by reference for each such Reporting Person.

Collectively, China Poly Group, Hunchun Baoli, and Baoli Investment are the beneficial owners of a total of 2,877,361 shares of Common Stock of the issuer.  As the ultimate parent company of Hunchun Baoli, China Poly Group may be deemed to beneficially own 1,924,296 shares of Common Stock held directly by Hunchun Baoli, its indirect wholly-owned subsidiary, in addition to the 353,065 shares of Common Stock held directly by it.  Mr. Zhang, by virtue of his status as the majority and controlling shareholder of China Poly Group, may be deemed to beneficially own all of the shares of Common Stock beneficially owned by China Poly Group as described in the foregoing.  In addition, pursuant to an understanding between Mr. Zhang and Baoli Investment, Mr. Zhang has shared dispositive power with respect to the 600,000 shares of Common Stock held directly by Baoli Investment Group Ltd. and may be deemed to have beneficial ownership with respect to those shares.
 
 
6

 
 
The 353,065 shares of Common Stock held directly by China Poly Group and the 600,000 shares of Common Stock held directly by Baoli Investment are subject to an Irrevocable Proxy and Voting Agreement pursuant to which the holders granted to the issuer exclusively all of their respective voting rights in respect of the shares, and the holders therefore have no voting power with respect to those shares.

Item 5. 
Ownership of Five Percent or Less of a Class.

Not applicable.

Item 6. 
Ownership of More than 5 Percent on Behalf of Another Person.

Not applicable.

Item 7. 
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.

Not applicable.

Item 8. 
Identification and Classification of Members of the Group.
 
Not applicable.

Item 9. 
Notice of Dissolution of Group.
 
Not applicable.

Item 10. 
Certification.
 
By signing below each of the undersigned certify that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 
7

 

SIGNATURES

After reasonable inquiry and to the best of our knowledge and belief, each of the undersigned certify that the information set forth in this statement is true, complete and correct.
 
     
Date: February 11, 2010
CHINA POLY GROUP LTD.
     
 
By:
/s/ Xiaoxiong Zhang  
    Xiaoxiong Zhang,  
   
its Chairman
 
       
     
 
HUNCHUN BAOLI COMMUNICATIONS CO., LTD.
     
 
By:
/s/ Xiaomeng Zhang  
    Xiaomeng Zhang,  
   
its Chairman
 
       
     
 
BAOLI INVESTMENT GROUP LTD.
     
 
By:
/s/ Shihai Deng  
    Shihai Deng,  
   
its Chairman
 
       
     
 
XIAOXIONG ZHANG
     
 
By:
/s/ Xiaoxiong Zhang  
    Xiaoxiong Zhang, individually  
       
 
 
8

 
 
Exhibit 1

JOINT ACQUISITION STATEMENT
PURSUANT TO RULE 13d-1(k)

The undersigned acknowledge and agree that the foregoing statement on Schedule 13G/A, is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G/A, shall be filed on behalf of each of the undersigned without the necessity of filing additional joint acquisition statements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him or it contained therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that he or it knows or has reason to believe that such information is inaccurate.
 
     
Date: February 11, 2010
CHINA POLY GROUP LTD.
     
 
By:
/s/ Xiaoxiong Zhang  
    Xiaoxiong Zhang,  
   
its Chairman
 
       
     
 
HUNCHUN BAOLI COMMUNICATIONS CO., LTD.
     
 
By:
/s/ Xiaomeng Zhang  
    Xiaomeng Zhang,  
   
its Chairman
 
       
     
 
BAOLI INVESTMENT GROUP LTD.
     
 
By:
/s/ Shihai Deng  
    Shihai Deng,  
   
its Chairman
 
       
     
 
XIAOXIONG ZHANG
     
 
By:
/s/ Xiaoxiong Zhang  
    Xiaoxiong Zhang, individually  
       
 
 
9

 
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